Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Romanello is a financial advisor with over 30 years of experience in the securities industry. James is currently registered with PFS Investments Inc. in Colorado. James has passed the Series 6, 63, 26, and 65 exams and holds a valid Series 63 and 65 registration in Colorado. James offers portfolio management services for individuals and may receive compensation for the sale of investment-related products, loans, and home-related services from companies affiliated with PFS Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CO
02/27/2012 - Present
PFS Investments Inc. (COLORADO SPRINGS CO)
IA
Issued 02/13/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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