Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Rehak is a financial advisor with over 35 years of experience in the industry. He holds a variety of licenses and certifications, including Series 6, 22, 26, 62, 63, and 65. James has worked with a number of firms over his career, including CADARET, GRANT & CO., INC., Walnut Street Securities, Inc., and Lawley Retirement Advisors, LLC. James is currently registered with Osaic Wealth, Inc. and Lawley Retirement Advisors, LLC. James provides financial planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/05/2022 - Present
Osaic Wealth, Inc. (BUFFALO NY)
NY
07/31/2009 - 05/10/2022
CADARET, GRANT & CO., INC. (BUFFALO NY)
NY
08/01/2003 - 08/05/2009
WALNUT STREET SECURITIES, INC. (BUFFALO NY)
NY
06/05/2000 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
05/03/1999 - 06/05/2000
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
03/06/1989 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
03/13/1987 - 03/07/1989
NEW ENGLAND SECURITIES CORPORATION
NA
09/08/1986 - 10/26/1987
AETNA LIFE INSURANCE AND ANNUITY COMPANY
IA
Issued 01/21/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2001
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 12/03/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/05/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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