Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ramp is a financial professional with over 30 years of experience in the financial services industry. James has held various roles at several firms including Berenberg Capital Markets LLC, Strategas Research Partners, LLC, Northland Securities, Inc., and Boenning & Scattergood, Inc. James is currently a Registered Representative at Rosenblatt Securities Inc. James holds Series 7, 9, 10, 24, 63, 79TO, 99TO and SIE licenses. James is registered to conduct business in New York and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/01/2021 - Present
Rosenblatt Securities Inc. (NEW YORK NY)
NY
02/24/2016 - 04/07/2021
BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)
NY
11/17/2015 - 02/18/2016
STRATEGAS RESEARCH PARTNERS, LLC (NEW YORK NY)
NY
03/20/2014 - 06/30/2015
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NY
04/25/2012 - 01/31/2014
NORTHLAND SECURITIES, INC. (NEW YORK NY)
NY
09/26/2011 - 01/12/2012
WJB CAPITAL GROUP, INC. (NEW YORK NY)
NY
05/05/2009 - 07/18/2011
BOENNING & SCATTERGOOD, INC. (NEW YORK NY)
PA
02/07/2001 - 01/16/2009
SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)
CA
06/18/1998 - 12/31/2000
PREFERRED CAPITAL MARKETS, INC. (SAN FRANCISCO CA)
NY
05/19/1997 - 04/30/1998
COWEN & CO. (NEW YORK NY)
NY
06/22/1993 - 04/25/1997
GERARD KLAUER MATTISON & CO.,L.L.C. (NEW YORK NY)
NY
05/10/1991 - 05/17/1993
ROTHSCHILD INC. (NEW YORK NY)
NC
08/09/1989 - 10/11/1990
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
11/23/1988 - 09/07/1989
BUTCHER & SINGER INC.
BC
Issued 12/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/06/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/11/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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