Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Quinn is a financial advisor with over 15 years of experience in the industry. James is currently registered with CCO Capital, LLC, and previously worked with VP Distributors LLC, Allianz Global Investors Distributors LLC, BlackRock Investments, LLC, and State Street Research Investment Services, INC. James holds the Series 6, 7 and 63 licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/12/2022 - Present
CCO Capital, LLC (Los Angeles CA)
CT
01/19/2021 - 09/29/2022
VP DISTRIBUTORS LLC (HARTFORD CT)
NY
07/19/2016 - 12/31/2020
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NY
09/29/2006 - 10/02/2014
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
MA
06/29/2005 - 10/02/2006
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
BC
Issued 10/03/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/27/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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