Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Quandt is a financial advisor at Cetera Investment Advisers LLC. James has been in the financial industry since 1988. James has been registered with the state of Minnesota since 1989 and is a Certified Financial Planner. James has a wide range of experience in the financial services industry and is dedicated to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
08/10/2023 - Present
Cetera Investment Advisers LLC (MINNETONKA MN)
MN
06/18/1991 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (MINNETONKA MN)
MN
03/03/1989 - 10/18/2021
CRI SECURITIES, LLC (MINNETONKA MN)
NA
10/14/1988 - 02/21/1989
PRUCO SECURITIES CORPORATION
NA
10/14/1988 - 02/21/1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BC
Issued 3/16/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/29/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/13/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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