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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Puplava is a financial advisor with over 40 years of experience in the industry. James has a wide range of experience, working with several firms including Linsco/Private Ledger Corp., Great American Securities Inc. and HTH Investments Inc. James currently works with Financial Sense Advisors, Inc. and specializes in working with high-net-worth individuals, corporations or other businesses, and pension and profit-sharing plans. James is a Certified Financial Planner and has passed the General Securities Principal Examination, the Operations Professional Examination, the Securities Industry Essentials Examination, and the General Securities Representative Examination. James is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
10/04/2004 - Present
Financial Sense Advisors, Inc. (SAN DIEGO CA)
CA
08/01/2016 - 01/11/2017
LPL FINANCIAL LLC (SAN DIEGO CA)
NA
04/12/1984 - 10/09/1996
LINSCO/PRIVATE LEDGER CORP.
SC
08/17/1981 - 10/09/1996
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NA
09/22/1982 - 05/11/1984
GREAT AMERICAN SECURITIES INC.
NA
05/03/1982 - 09/02/1982
HTH INVESTMENTS INC.
BC
Issued 10/02/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/1985
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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