Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Prestifilippo is a financial advisor currently associated with Vanguard Marketing Corp. James holds Series 6, Series 7, Series 24, and SIE licenses as well as a Series 63. James has been a registered representative since August 8, 2017, and has been in the financial services industry since September 9, 2015. Prior to joining Vanguard Marketing Corp., James worked with VANGUARD MARKETING CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/08/2017 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
03/13/2014 - 02/08/2016
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 03/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2017
Series 7 - General Securities Representative Examination
BC
Issued 03/13/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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