Unclaimed
James Joseph Powers is a registered representative with Fifth Third Securities, Inc. James Powers has been in the securities industry since March 18, 2008 and is currently registered in 24 states. James Powers has a Series 6, 7 and 66 license. James Powers is also a registered investment advisor in the state of Ohio. James Powers specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
11/26/2013 - Present
Fifth Third Securities, Inc. (COLUMBUS OH)
OH
03/05/2008 - 04/06/2010
THE HUNTINGTON INVESTMENT COMPANY (GROVE CITY OH)
BOTH
Issued 11/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/14/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/14/2013
Series 7 - General Securities Representative Examination
BC
Issued 3/4/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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