Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Powers is a registered representative with Fifth Third Securities, Inc. James has been in the securities industry since March 2008. James has a wide range of experience and holds the Series 7, 6, 63, and 66 licenses. James also has a history of working at The Huntington Investment Company. James is registered to provide securities services in numerous states across the U.S. and has a record of working with high-net-worth individuals, corporations, and charitable organizations. Fifth Third Securities offers a variety of services including financial planning, portfolio management for individuals and businesses, and the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
11/26/2013 - Present
Fifth Third Securities, Inc. (COLUMBUS OH)
OH
03/05/2008 - 04/06/2010
THE HUNTINGTON INVESTMENT COMPANY (GROVE CITY OH)
BOTH
Issued 11/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/04/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Powers is the right advisor for you? Invested Better is here to help.
