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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Piangozza is a financial advisor with over 25 years of experience in the industry. James is registered with United Capital Financial Advisors and has a strong track record of providing comprehensive financial planning and investment management services to a wide range of clients. James specializes in serving high-net-worth individuals, corporations, and charitable organizations. James is also a certified financial planner (CFP) and a chartered financial analyst (CFA), demonstrating a commitment to ongoing professional development and a high standard of expertise. James has experience in a variety of roles in the financial services industry, including at Goldman Sachs & Co. LLC and Tower Square Securities, Inc. James's expertise and experience enable James to provide personalized financial guidance and investment strategies to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sub-adviser for other investment advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/06/2020 - Present
United Capital Financial Advisors (BETHPAGE NY)
NY
07/29/2022 - 11/15/2023
GOLDMAN SACHS & CO. LLC (BETHPAGE NY)
NY
09/01/2009 - 03/31/2014
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (BETHPAGE NY)
NY
08/15/2005 - 09/01/2009
WATERSTONE FINANCIAL GROUP, INC. (BETHPAGE NY)
CA
02/15/1996 - 12/31/2003
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
GA
07/11/1995 - 01/12/1996
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
BC
Issued 06/27/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/21/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/2007
Series 24 - General Securities Principal Examination
BC
Issued 07/29/2022
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/01/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/10/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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