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James Joseph Pappalardo

Garden State Securities, Inc.

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About James Joseph Pappalardo

James Pappalardo is a financial professional with over 35 years of experience in the securities industry. He has been registered with Garden State Securities, Inc. since December 10, 2008. Previously, James worked at First Montauk Securities Corp., E Street Access, Schneider Securities, Inc., The Agean Group, Inc, H.J. Meyers & Co., Inc., Marshall Davis, Inc., and American Heritage Securities Corporation. James is licensed in both New Jersey and New York. He holds a variety of licenses including Series 3, 7, 24, 55, 57, 79, and SIE.

Firm Information

James Pappalardo is currently registered with Garden State Securities, Inc.. Garden State Securities, Inc. is a Corporation that was formed on March 1, 1980. They are registered with the SEC and have a presence in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Pappalardo’s Registration & Firm History

NJ

12/10/2008 - Present

Garden State Securities, Inc. (RED BANK NJ)

NJ

03/03/2003 - 12/10/2008

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

NJ

01/14/2002 - 03/04/2003

E STREET ACCESS (ENGLISHTOWN NJ)

CO

08/24/2000 - 01/03/2002

SCHNEIDER SECURITIES, INC. (DENVER CO)

FL

11/12/1998 - 09/18/2000

THE AGEAN GROUP, INC (BOCA RATON FL)

NY

03/17/1988 - 10/05/1998

H.J. MEYERS & CO., INC. (ROCHESTER NY)

NA

05/19/1987 - 12/01/1987

MARSHALL DAVIS, INC.

NA

11/24/1986 - 05/05/1987

AMERICAN HERITAGE SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 11/26/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2004

Series 24 - General Securities Principal Examination

BC

Issued 04/26/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2008

Series 3 - National Commodity Futures Examination

BC

Issued 04/10/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/20/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for James Joseph Pappalardo. Review regulatory record here.
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