Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Oboyle is a financial professional with over 26 years of experience in the industry. James is currently registered with Lincoln Financial Distributors, Inc. in Pennsylvania. Prior to that, James held various roles at Equitable Advisors, LLC, Equitable Distributors, LLC, AXA Distributors, LLC, AXA Advisors, LLC, The Equitable Life Assurance Society of the United States and Seligman Advisors, Inc. James is a licensed Series 6, 7, 24, 63, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
11/04/2022 - Present
Lincoln Financial Distributors, Inc. (RADNOR PA)
NJ
04/30/2008 - 10/14/2022
EQUITABLE ADVISORS, LLC (JERSEY CITY NJ)
NJ
12/14/2011 - 10/12/2022
EQUITABLE DISTRIBUTORS, LLC (JERSEY CITY NJ)
NC
08/26/2004 - 04/23/2008
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NJ
07/10/1998 - 06/19/2006
AXA ADVISORS, LLC (SECAUCUS NJ)
NY
05/27/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
MA
05/09/1995 - 04/28/1997
SELIGMAN ADVISORS, INC. (BOSTON MA)
BC
Issued 08/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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