Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Munger is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Eau Claire, Wisconsin. James has been a financial advisor for over 13 years and is dedicated to helping clients achieve their financial goals. James has a Series 7, Series 66, and SIE license. He is also a registered investment advisor in Wisconsin and Texas. He is a member of the Financial Industry Regulatory Authority (FINRA). James is passionate about helping clients develop personalized financial plans that meet their unique needs. He believes that a strong foundation of financial knowledge is essential to making informed decisions about your money. James takes a proactive approach to advising clients and is committed to providing them with the resources and support they need to achieve their financial goals. He works closely with clients to understand their individual circumstances and goals, and then develops a plan that is tailored to their specific needs. James also provides clients with regular updates and reports on their investments, and is always available to answer any questions they may have.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
09/30/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (EAU CLAIRE WI)
BOTH
Issued 9/2/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/2/2022
Series 7TO - General Securities Representative Examination
BC
Issued 6/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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