Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Meyers is a financial advisor with Maxim Group LLC. James has been in the financial services industry since July 8, 1995. He is registered to offer securities in New York and holds the following licenses: Series 7, Series 63 and SIE. James has previously been employed by WSA Fixed Income, LLC, Wall Street Access and FTN Financial Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/27/2013 - Present
Maxim Group LLC (NEW YORK NY)
NY
06/01/2011 - 08/06/2012
WSA FIXED INCOME, LLC (NEW YORK NY)
NY
09/10/2008 - 06/01/2011
WALL STREET ACCESS (NEW YORK NY)
NJ
01/07/2005 - 08/21/2008
FTN FINANCIAL SECURITIES CORP (JERSEY CITY NJ)
NY
05/31/1994 - 01/07/2005
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
BC
Issued 08/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
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Nasdaq Stock Market
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