Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McMahon is a financial advisor with over 35 years of experience in the financial services industry. James has a strong track record of success in providing investment advice to a wide range of clients, including high-net-worth individuals, families, corporations, and institutions. He has held positions at several prominent firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Credit Suisse Securities (USA) LLC, Kevin Dann & Partners, LLC, and Cowen and Company. James is currently a registered representative with Robert W. Baird & Co. Inc., where he provides a comprehensive range of financial services, including investment management, financial planning, and retirement planning. James is a highly experienced and knowledgeable financial advisor who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CT
02/18/2014 - Present
Robert W. Baird & Co. Inc. (STAMFORD CT)
NY
04/30/2009 - 03/19/2013
COWEN AND COMPANY (NEW YORK NY)
NY
11/17/2008 - 03/30/2009
KEVIN DANN & PARTNERS, LLC (NEW YORK NY)
NY
06/03/1997 - 12/03/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
02/21/1986 - 06/11/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 11/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2004
Series 24 - General Securities Principal Examination
BC
Issued 04/17/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/22/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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