Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McLaughlin is an investment advisor representative. James has been in the industry since 2003 and currently holds a registration with Fifth Third Securities, Inc.. James is also registered with the following states: Alabama, Alaska, Florida, Iowa, Maryland, Michigan, Mississippi, New Jersey, New York, North Carolina, Ohio, South Carolina, and Tennessee. James has a Series 7, Series 6, Series 63, and Series 66 license. James McLaughlin has specialized in portfolio management for individuals and businesses, as well as providing financial planning services. James is also involved in the sponsorship of wrap fee programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MI
01/13/2014 - Present
Fifth Third Securities, Inc. (KIMBALL MI)
MI
12/12/2005 - 04/16/2007
NATCITY INVESTMENTS, INC. (RICHMOND MI)
OH
09/09/2005 - 11/23/2005
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
IL
07/06/2005 - 08/17/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
11/24/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MI
07/28/2003 - 11/03/2003
HANTZ FINANCIAL SERVICES, INC. (SOUTHFIELD MI)
BOTH
Issued 1/10/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2013
Series 7 - General Securities Representative Examination
BC
Issued 7/25/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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