Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McLaughlin is a registered representative with Fifth Third Securities, Inc. He has been working in the financial services industry since 2003. James holds the Series 6, 7, 63, and 66 securities licenses. James specializes in portfolio management, financial planning, and the selection of other advisors for individuals and businesses. James has experience working with clients including corporations, high-net-worth individuals, and charitable organizations. Prior to joining Fifth Third Securities, James worked with NatCity Investments, Inc. and Chase Investment Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MI
01/13/2014 - Present
Fifth Third Securities, Inc. (KIMBALL MI)
MI
12/12/2005 - 04/16/2007
NATCITY INVESTMENTS, INC. (RICHMOND MI)
OH
09/09/2005 - 11/23/2005
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
IL
07/06/2005 - 08/17/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
11/24/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MI
07/28/2003 - 11/03/2003
HANTZ FINANCIAL SERVICES, INC. (SOUTHFIELD MI)
BOTH
Issued 01/10/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/25/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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