Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mc cabe is a financial advisor registered with Ameriprise Financial Services, LLC. James has been in the financial industry since December 31, 1990. James has a Series 7, Series 9, Series 10, Series 24 and Series 63 license. James is registered in 36 states. James is also a member of the board of directors of Mc Cabe, James, and has several real estate holdings. Ameriprise Financial Services, LLC, is a large firm with offices in Minneapolis, MN and Portland, CT. Ameriprise Financial Services, LLC has approximately 140,938 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
05/18/2021 - Present
Ameriprise Financial Services, LLC (PORTLAND CT)
MN
01/01/1991 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 05/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/28/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/19/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/04/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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