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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Malmstrom is a financial advisor with LPL Financial LLC, specializing in providing investment advice and financial planning services. James has been in the financial industry since 1981 and has a wealth of experience in serving clients with various investment needs. He has been registered with LPL Financial LLC since 2022 and previously worked with WELLS FARGO CLEARING SERVICES, LLC. James has a strong understanding of the financial markets and a commitment to helping clients achieve their financial goals. He holds the Series 7, 63 and 66 licenses and is registered in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/06/2022 - Present
LPL Financial LLC (HOLMDEL NJ)
NJ
06/22/2007 - 05/31/2022
WELLS FARGO CLEARING SERVICES, LLC (RED BANK NJ)
NJ
05/18/1982 - 07/03/2007
UBS FINANCIAL SERVICES INC. (EDISON NJ)
NA
03/23/1981 - 05/14/1982
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 07/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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