Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mailliard is a financial advisor with over 20 years of experience in the industry. James is currently registered with Diversify Wealth Management, LLC in Arizona. James has held previous registrations with J.P. Morgan Securities Inc. and Banc One Securities Corporation in Arizona. James holds Series 2, 7, 63 and 65 securities licenses. James specializes in Financial Planning and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
07/18/2024 - Present
Diversify Wealth Management, LLC (SANDY UT)
AZ
07/01/2006 - 08/22/2006
J.P. MORGAN SECURITIES INC. (SCOTTSDALE AZ)
AZ
01/28/2005 - 07/01/2006
BANC ONE SECURITIES CORPORATION (SCOTTSDALE AZ)
BC
Issued 02/18/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/06/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/2005
Series 7 - General Securities Representative Examination
BC
Issued 04/15/1992
Series 2 - Non-Member General Securities Examination
Active
Inactive
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