Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mahoney is a financial professional with over 20 years of experience in the financial services industry. James is a Certified Financial Planner™ and holds multiple securities licenses including Series 7, 63, and 65. James is currently registered with Kestra Advisory Services, LLC, a registered investment advisor, and Kestra Investment Services, LLC, a registered broker-dealer. Prior to joining Kestra, James was a financial advisor at H.D. Vest Investment Services. James is committed to providing personalized financial advice and investment management services to individuals and small businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
04/29/2016 - Present
Kestra Advisory Services, LLC (NORTHAMPTON MA)
MA
09/15/2010 - 09/19/2014
H.D. VEST INVESTMENT SERVICES (NORTHAMPTON MA)
CT
01/12/2010 - 09/27/2010
LPL FINANCIAL CORPORATION (FARMINGTON CT)
CT
10/08/2001 - 09/18/2009
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
IA
Issued 09/25/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2010
Series 7 - General Securities Representative Examination
BC
Issued 10/07/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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