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James Joseph Kovach

Charles Schwab & CO., Inc.

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About James Joseph Kovach

James Joseph Kovach is a financial advisor with Charles Schwab & Co., Inc., an investment firm with more than $50 billion in assets under management. James has been in the financial services industry since 2004 and has extensive experience providing advice to clients. James holds both Series 7 and Series 63 licenses and is also a General Securities Principal. James is registered to provide investment advice in 25 states, including Texas. Prior to joining Charles Schwab, James worked at TD Ameritrade, Inc., David M. Polen Securities, Inc., and Morgan Stanley DW Inc.

Firm Information

James Kovach is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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James Kovach’s Registration & Firm History

TX

04/17/2008 - Present

Charles Schwab & CO., Inc. (WESTLAKE TX)

FL

07/27/2021 - 12/31/2023

TD AMERITRADE, INC. (Boca Raton FL)

FL

05/30/2007 - 01/10/2008

DAVID M. POLEN SECURITIES, INC. (BOCA RATON FL)

MN

04/06/2004 - 11/30/2005

QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)

NY

10/29/2001 - 08/16/2002

MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)

NY

04/26/2000 - 06/13/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 06/09/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/11/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Joseph Kovach.
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