Unclaimed
James Joseph Knerr is a licensed securities professional, having passed the Series 7TO and Series 63 exams. James is registered with Fidelity Brokerage Services LLC in North Carolina, and is actively registered to provide securities-related services in all 50 states, the District of Columbia and Puerto Rico. James began his career in the financial services industry on December 14, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/14/2023 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 12/22/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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