Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Kelly is a registered investment advisor with over 35 years of experience in the financial services industry. He is currently affiliated with Osaic Wealth, Inc., a national firm headquartered in Scottsdale, Arizona. James has a broad range of experience in financial planning, investment management, and insurance. He holds several professional licenses and designations, including Series 6, 7, 24, 51, and 66. James is committed to providing clients with personalized financial advice and services that meet their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/26/2021 - Present
Osaic Wealth, Inc. (MELVILLE NY)
NY
04/17/1984 - 11/02/2018
SIGNATOR INVESTORS, INC. (COMMACK NY)
MA
04/17/1984 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 01/04/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/28/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/18/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/16/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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