Unclaimed
James Joyce is a registered representative with Fidelity Brokerage Services LLC. James is licensed to provide securities advice in 53 states and the District of Columbia, Puerto Rico, and the Virgin Islands. James holds the Series 7TO and SIE licenses. James joined Fidelity Brokerage Services LLC on December 19, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
12/19/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 01/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/19/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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