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James Joseph Hlavaty

KEY Investment Services LLC

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About James Joseph Hlavaty

James Hlavaty is a financial advisor registered with KEY Investment Services LLC. James has 19 years of experience in the financial industry, specializing in financial planning, portfolio management for individuals and selection of other advisors. James is licensed to offer advisory services in Ohio and other states.

Firm Information

James Hlavaty is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Hlavaty’s Registration & Firm History

OH

06/08/2023 - Present

KEY Investment Services LLC (BROOKLYN OH)

OH

08/31/2018 - 06/02/2023

LPL FINANCIAL LLC (AVON LAKE OH)

OH

07/28/2017 - 03/21/2018

AXA ADVISORS, LLC (CLEVELAND OH)

OH

02/05/2015 - 12/14/2015

FIFTH THIRD SECURITIES, INC. (STRONGSVILLE OH)

OH

10/24/2011 - 05/03/2012

METLIFE SECURITIES INC. (BROADVIEW HEIGHTS OH)

OH

12/09/2005 - 10/20/2011

THE HUNTINGTON INVESTMENT COMPANY (CLEVELAND OH)

OH

10/27/2004 - 12/06/2005

NATCITY INVESTMENTS, INC. (CLEVELAND OH)

GA

02/14/2000 - 10/13/2004

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BOTH

Issued 03/06/2015

Series 66 - Uniform Combined State Law Examination

IA

Issued 11/14/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/09/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2006

Series 7 - General Securities Representative Examination

BC

Issued 02/12/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for James Joseph Hlavaty. Review regulatory record here.
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