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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Hinckley is a financial advisor who has been in the industry for over 25 years. James is currently registered with UBS Financial Services Inc. and is licensed in 20 states. Previously, James worked for Deutsche Bank Securities Inc. and DB Alex. Brown LLC. James holds a Series 7, Series 63, Series 65 and SIE license. James specializes in working with high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and other clients. James offers a range of financial services, including financial planning, investment management, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
10/22/2007 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
CA
01/13/2001 - 11/16/2007
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
MD
10/09/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
IA
Issued 11/13/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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