Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Glownia is a financial advisor with over 38 years of experience in the industry. James is currently registered with LPL Financial LLC and has been with the firm since May 1991. James provides a variety of financial services, including financial planning, portfolio management, and educational seminars. James has held previous registrations with Dean Witter Reynolds Inc. and Shearson Lehman Brothers Inc. James is licensed in 29 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
03/16/2010 - Present
LPL Financial LLC (WILLIAMSVILLE NY)
NY
10/20/1987 - 05/14/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
12/21/1983 - 11/18/1987
SHEARSON LEHMAN BROTHERS INC.
IA
Issued 02/28/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
BC
Issued 06/17/1983
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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