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James Joseph Gilmartin

Truist Securities, Inc.

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About James Joseph Gilmartin

James Gilmartin is a registered representative with Truist Securities, Inc. James has been in the securities industry since 1999 and holds the Series 63, Series 7 and SIE licenses. James has been registered with Truist Securities, Inc. since July 12, 2018 and has been registered in 52 states. Previously, James was associated with DAIWA CAPITAL MARKETS AMERICA INC. and R.W.PRESSPRICH & CO. James is also a registered representative with FINRA.

Firm Information

James Gilmartin is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Gilmartin’s Registration & Firm History

NY

07/12/2018 - Present

Truist Securities, Inc. (NEW YORK NY)

NY

01/19/2017 - 04/10/2018

DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)

NY

10/15/1998 - 01/17/2017

R.W.PRESSPRICH & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/24/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Joseph Gilmartin.
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