Unclaimed
James Gilmartin is a registered representative with Truist Securities, Inc. James has been in the securities industry since 1999 and holds the Series 63, Series 7 and SIE licenses. James has been registered with Truist Securities, Inc. since July 12, 2018 and has been registered in 52 states. Previously, James was associated with DAIWA CAPITAL MARKETS AMERICA INC. and R.W.PRESSPRICH & CO. James is also a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/12/2018 - Present
Truist Securities, Inc. (NEW YORK NY)
NY
01/19/2017 - 04/10/2018
DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)
NY
10/15/1998 - 01/17/2017
R.W.PRESSPRICH & CO. (NEW YORK NY)
BC
Issued 11/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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