Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Gerdy is a financial professional with over 15 years of experience in the securities industry. James is currently registered with Comhar Capital Markets, LLC and has previously been registered with Susquehanna Securities, Simplex Trading, LLC, Matlock Capital, LLC, and TD Options LLC. James holds the Series 7, Series 57, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
04/06/2021 - Present
Comhar Capital Markets, LLC (WILMETTE IL)
PA
04/30/2018 - 09/09/2019
SUSQUEHANNA SECURITIES (BALA CYNWYD PA)
IL
05/16/2016 - 09/20/2017
SIMPLEX TRADING, LLC (CHICAGO IL)
IL
04/01/2009 - 12/31/2009
MATLOCK CAPITAL, LLC (CHICAGO IL)
IL
11/04/2004 - 10/05/2005
TD OPTIONS LLC (CHICAGO IL)
BC
Issued 03/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2016
Series 57 - Securities Trader Exam
BC
Issued 03/31/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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