Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gartland is a financial professional with over 20 years of experience in the industry. James has been registered with Neuberger Berman BD LLC since 2013 and holds licenses in both New Jersey and New York. Prior to joining Neuberger Berman, James worked with NEUBERGER BERMAN MANAGEMENT LLC in New York. James is a licensed investment advisor and holds the Series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
03/25/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
02/26/2013 - 06/30/2016
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
IA
Issued 07/15/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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