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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Forey is an investment advisor representative at Cetera Investment Advisers LLC. James has been in the industry since 1994 and holds Series 6, 7, 52, 63, and 66 licenses. James specializes in financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. James is registered to provide investment advice in 24 states and the District of Columbia. Cetera Investment Advisers LLC is a registered investment advisor with the Securities and Exchange Commission (SEC). The firm offers investment advisory services, financial planning, and other services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
01/08/2020 - Present
Cetera Investment Advisers LLC (SIOUX FALLS IA)
TX
02/18/1998 - 08/17/2005
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
IA
05/06/1997 - 02/18/1998
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
WI
03/29/1994 - 05/01/1997
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
BOTH
Issued 12/14/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2003
Series 7 - General Securities Representative Examination
BC
Issued 03/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/07/1993
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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