Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Flannery is a securities professional with over 8 years of experience in the industry. James is currently registered with TP Icap Global Markets Americas LLC and holds Series 7, SIE and Series 63 licenses. James was previously registered with ICAP Securities USA LLC. James is registered with the state of New York. James has a branch office located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/11/2020 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
04/10/2015 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
BC
Issued 09/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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