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James Joseph English is a registered investment advisor representative with Cetera Investment Advisers LLC. James is located in Harvey, ND and has been in the industry since 1998. James has passed the Series 63, Series 65, Series 7, and SIE exams and is registered in Arizona, Minnesota, North Dakota, and Oregon. James has experience in financial planning, pension consulting, educational seminars, portfolio management for individuals, and portfolio management for businesses. Prior to joining Cetera Investment Advisers LLC, James was employed at PROEQUITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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ND
01/21/2014 - Present
Cetera Investment Advisers LLC (HARVEY ND)
AL
05/14/1998 - 09/20/1999
PROEQUITIES, INC. (BIRMINGHAM AL)
IA
Issued 12/9/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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