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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph English is an investment advisor representative currently registered with Cetera Investment Advisers LLC. James has been in the industry since May 1998. James is also a registered investment advisor in the state of North Dakota. James is registered to provide securities and investment advisory services in several states, including Arizona, Minnesota, North Dakota, and Oregon. James also has several professional designations and is a member of the Financial Industry Regulatory Authority (FINRA). Cetera Investment Advisers LLC is a financial services firm that provides investment advisory services to individuals and institutions. The firm has offices in Schaumburg, Illinois, and other locations across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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ND
01/21/2014 - Present
Cetera Investment Advisers LLC (HARVEY ND)
AL
05/14/1998 - 09/20/1999
PROEQUITIES, INC. (BIRMINGHAM AL)
IA
Issued 12/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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