Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Egleston is a financial advisor who has been in the industry since 2017. James is currently registered with Northwestern Mutual Investment Services, LLC, a financial services firm that offers a variety of investment products and services. James has a strong background in the financial services industry, holding Series 6, 7TO, and 63 licenses. James is registered to provide financial advice in Minnesota, New Jersey, New York and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NJ
10/17/2017 - Present
Northwestern Mutual Investment Services, LLC (WALL TOWNSHIP NJ)
BC
Issued 11/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Egleston is the right advisor for you? Invested Better is here to help.
