Unclaimed
James Eagan is a financial advisor with The Leaders Group, Inc. based in Littleton, Colorado. James has been working in the financial industry since 1998 and has extensive experience in the financial services industry. James is a Series 7, Series 6, Series 6TO, and SIE licensed professional. James is also licensed in several states. James previously worked at BLUEROCK CAPITAL MARKETS LLC, INFINEX INVESTMENTS, INC., LIBERTY LIFE DISTRIBUTORS LLC, CADARET, GRANT & CO., INC., JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, and JOHN HANCOCK DISTRIBUTORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/06/2020 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
02/28/2018 - 01/29/2020
BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)
CT
06/10/2011 - 01/03/2017
INFINEX INVESTMENTS, INC. (MERIDEN CT)
NH
01/25/1999 - 02/16/2001
LIBERTY LIFE DISTRIBUTORS LLC (DOVER NH)
NY
02/15/1996 - 12/31/1996
CADARET, GRANT & CO., INC. (SYRACUSE NY)
MA
09/28/1982 - 03/08/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MA
11/14/1991 - 02/11/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
09/28/1982 - 12/31/1989
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
NA
01/27/1983 - 08/07/1986
RELIASTAR FINANCIAL MARKETING CORP.
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/27/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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