Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Duncan is a financial advisor registered with Edward Jones. James has been in the financial industry for over 30 years, having started his career in 1988. James is registered in 22 states and is a Series 7 and 63 licensed representative. James's prior experience includes time with Advanced Equities, Inc., Prospera Financial Services, Inc., Banc of America Investment Services, Inc., Northern Trust Securities, Inc., Vision Investment Services, Inc., Invest Financial Corporation, AMA Investment Advisers, Inc., and Investcorp, Inc. James has expertise in financial planning, pension consulting, and selection of other advisors. James holds both a Series 65 and a Series 24 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
01/17/2019 - Present
Edward Jones (LAKE ZURICH IL)
IL
01/07/2008 - 06/10/2011
ADVANCED EQUITIES, INC. (CHICAGO IL)
IL
09/23/2005 - 01/09/2008
PROSPERA FINANCIAL SERVICES, INC. (ST CHARLES IL)
MA
11/01/2002 - 02/01/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
IL
06/30/1993 - 11/06/2002
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
11/21/2000 - 11/05/2002
VISION INVESTMENT SERVICES, INC. (ROSEMONT IL)
WI
07/16/1993 - 10/06/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
IL
10/30/1992 - 07/07/1993
AMA INVESTMENT ADVISERS, INC. (CHICAGO IL)
FL
08/18/1992 - 11/04/1992
INVESTACORP, INC. (MIAMI FL)
FL
01/02/1991 - 08/17/1992
INVESTACORP, INC. (MIAMI FL)
MO
02/23/1988 - 01/24/1991
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 03/03/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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