Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Duddey is a financial advisor with Fidelity Personal And Workplace Advisors, with over 24 years of experience in the financial services industry. James has a wide range of experience in various financial institutions, including Innovation Partners LLC, MIT Associates, LLC, U.S. Sterling Securities, Inc., and Enspire Investments, among others. James is a licensed investment advisor representative in Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
12/06/2022 - Present
Fidelity Personal AND Workplace Advisors (MIAMI FL)
NC
12/15/2021 - 10/26/2022
INNOVATION PARTNERS LLC (CHARLOTTE NC)
CA
05/30/2019 - 08/02/2021
MIT ASSOCIATES, LLC (TIBURON CA)
NY
05/29/2018 - 08/15/2018
U.S. STERLING SECURITIES, INC. (HAUPPAUGE NY)
PA
02/04/2016 - 10/12/2016
ENSPIRE INVESTMENTS (BERWYN PA)
ME
10/27/2014 - 12/28/2015
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
IL
05/26/2011 - 11/04/2014
INVESTMENT PLANNERS, INC. (DECATUR IL)
OR
02/24/2011 - 05/25/2011
NAPLES AIS, INC. (TUALATIN OR)
ME
02/09/2009 - 12/31/2010
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
CO
08/28/2007 - 07/31/2008
TRANSAMERICA CAPITAL, INC. (DENVER CO)
IL
09/20/2006 - 11/03/2006
CALAMOS FINANCIAL SERVICES LLC (NAPERVILLE IL)
NY
04/26/2001 - 09/21/2006
CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)
NY
05/26/2000 - 01/04/2001
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MA
04/04/2000 - 04/24/2000
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
PA
11/27/1996 - 03/08/2000
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
VA
05/04/1995 - 09/18/1996
GNA SECURITIES, INC. (GLEN ALLEN VA)
KS
09/13/1994 - 05/01/1995
IVY MACKENZIE DISTRIBUTORS, INC. (OVERLAND PARK KS)
IA
Issued 08/03/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/12/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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