Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dubina iii is an investment advisor representative at Cuso Financial Services, Lp, with over 14 years of experience in the industry. James Dubina iii has experience with Cuso Financial Services, Lp, Cetera Investment Services LLC, TD Ameritrade, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James Dubina iii provides a variety of services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
07/09/2024 - Present
Cuso Financial Services, LP (Garland TX)
AR
02/05/2019 - 11/04/2021
CETERA INVESTMENT SERVICES LLC (FORT SMITH AR)
AR
02/26/2018 - 02/04/2019
TD AMERITRADE, INC. (ROGERS AR)
AR
02/16/2016 - 02/26/2018
SCOTTRADE, INC. (ROGERS AR)
AR
10/23/2009 - 02/16/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT SMITH AR)
AZ
06/22/2009 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SCOTTSDALE AZ)
BOTH
Issued 12/12/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Dubina iii is the right advisor for you? Invested Better is here to help.
