Unclaimed
James Joseph Draddy is a financial professional with over 30 years of experience in the industry. Currently, James is registered with Jump Execution, LLC and Jump Trading, LLC. James has held previous positions at YAMAICHI INTERNATIONAL (AMERICA) INC. and FREEMAN SECURITIES COMPANY, INC. James holds a number of licenses and certifications, including Series 4, Series 7, Series 14, Series 24, Series 57TO, and Series 63. James is also a Registered Options Principal and a Compliance Officer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/25/2022 - Present
Jump Execution, LLC (CHICAGO IL)
NA
01/27/1988 - 12/03/1990
YAMAICHI INTERNATIONAL (AMERICA) INC.
NA
07/20/1983 - 08/20/1987
FREEMAN SECURITIES COMPANY, INC.
BC
Issued 05/24/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 11/03/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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