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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Dotzman is a financial advisor with Ameriprise Financial Services, LLC. James has been in the financial services industry since 1986. James is registered to provide investment advice in New Jersey, Ohio, Pennsylvania and Texas. James has experience with RBC Capital Markets, LLC, Oppenheimer & Co. Inc., Piper Jaffray & Co. and other firms. James has earned the Certified Financial Planner designation. James is also registered as a municipal securities principal and a general securities principal. James has a branch office in Philadelphia, PA and Moorestown, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
12/13/2022 - Present
Ameriprise Financial Services, LLC (Philadelphia PA)
PA
06/23/2016 - 12/22/2022
RBC CAPITAL MARKETS, LLC (Philadelphia PA)
PA
08/27/2013 - 07/05/2016
OPPENHEIMER & CO. INC. (JENKINTOWN PA)
NY
01/10/2011 - 08/01/2013
PIPER JAFFRAY & CO. (NEW YORK NY)
PA
11/17/2009 - 01/12/2011
JVB FINANCIAL GROUP, LLC (PHILADELPHIA PA)
PA
01/02/2009 - 11/19/2009
TD SECURITIES (USA) LLC (PHILADELPHIA PA)
PA
09/18/2006 - 02/26/2009
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
PA
09/26/1994 - 07/25/2007
STARBOARD CAPITAL MARKETS, LLC (PHILADELPHIA PA)
PA
08/06/1986 - 08/01/1994
A. WEBSTER DOUGHERTY & CO., INCORPORATED (PHILADELPHIA PA)
IA
Issued 12/04/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/16/2008
Series 24 - General Securities Principal Examination
BC
Issued 07/19/1986
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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