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James Joseph Donofrio

Deutsche Bank Securities Inc.

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About James Joseph Donofrio

James Joseph Donofrio is a financial professional with over 27 years of experience in the industry. James currently works at Deutsche Bank Securities Inc. in the NEW YORK branch. James has previously worked at CITIGROUP GLOBAL MARKETS INC. and SALOMON BROTHERS INC. James has passed multiple exams in his career including the Series 65, Series 63, Series 24, Series 57TO, Series 55, and Series 7. James is registered in New York.

Firm Information

James Donofrio is currently registered with Deutsche Bank Securities Inc.. Deutsche Bank Securities Inc. is a corporation headquartered in New York, NY, United States. The firm was formed on December 29, 1971, and provides advisory services in equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls. They have a significant number of registered representatives (1,304) and investment advisory functions (149) and manage more than $50 billion in assets.
Deutsche Bank Securities Inc.

1 COLUMBUS CIRCLE

NEW YORK, NY 10019

Not reported

Assets Under Management

33

Total Clients

319

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Hard dollar payments for research

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James Donofrio’s Registration & Firm History

NY

08/13/2009 - Present

Deutsche Bank Securities Inc. (NEW YORK NY)

NY

05/09/1995 - 02/05/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

11/28/1997 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 05/31/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/20/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/02/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/04/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Joseph Donofrio.
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