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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Dolan is a financial advisor with Planmember Securities Corp., a firm based in CARPINTERIA, CA. James Dolan has been in the financial services industry since 1983. The firm offers a variety of services, including financial planning, portfolio management, and pension consulting. James Dolan has a broad range of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/05/2013 - Present
Planmember Securities Corp. (CARPINTERIA CA)
PA
06/18/1998 - 05/30/2012
PLANMEMBER SECURITIES CORPORATION (PITTSBURG PA)
PA
10/11/1995 - 10/09/1996
EDGEWOOD SERVICES, INC. (PITTSBURGH PA)
PA
10/30/1980 - 10/09/1996
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
PA
12/01/1989 - 11/15/1995
FEDERATED FINANCIAL SERVICES, INC. (PITTSBURGH PA)
CA
11/12/1990 - 01/15/1992
IRM DISTRIBUTORS, INC. (CARPINTERIA CA)
BC
Issued 05/18/1987
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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