Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Devaney is a financial advisor with over 30 years of experience. James is a registered representative of Prudential Investment Management Services LLC and has been with the firm since 2008. Previously, James worked at Columbia Management Distributors, Inc. and John Nuveen & Co., Incorporated. James holds a variety of licenses and certifications including Series 66, Series 65, Series 63, Series 24, SIE, and Series 7. James is currently registered to provide securities and investment advisory services in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
01/17/2008 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
MA
07/16/1997 - 12/06/2007
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
IL
04/14/1992 - 07/16/1997
JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)
BOTH
Issued 04/15/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/16/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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