Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Delaney is a financial professional with over 17 years of experience in the industry. Delaney is currently registered with Velocity Clearing, LLC. Previously, he worked at Velocity Capital, LLC, Industrial and Commercial Bank of China Financial Services LLC, Concept Capital Markets, LLC, Gleacher & Company Securities, Inc., Saratoga Capital Markets, C.E. Unterberg, Tobin, LLC, Collins Stewart Inc, GFI Securities LLC, Inter-Dealer Brokers LLC, Liberty Brokerage Inc., @Liberty, and Dominick & Dominick, Incorporated. Delaney holds a number of licenses and certifications, including Series 3, Series 4, Series 7, Series 24, Series 55, Series 57TO, Series 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/21/2021 - Present
Velocity Clearing, LLC (New York NY)
NY
08/05/2021 - 05/26/2023
VELOCITY CAPITAL, LLC (NEW YORK NY)
NY
01/21/2015 - 07/01/2021
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC (NEW YORK NY)
CT
10/04/2012 - 08/01/2013
CONCEPT CAPITAL MARKETS, LLC (GREENWICH CT)
NY
10/08/2010 - 07/25/2011
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
08/06/2009 - 09/10/2010
SARATOGA CAPITAL MARKETS (NEW YORK NY)
NY
08/10/2007 - 10/01/2007
C.E. UNTERBERG, TOWBIN, LLC. (NEW YORK NY)
NY
04/16/2007 - 08/10/2007
COLLINS STEWART INC. (NEW YORK NY)
NY
12/01/2003 - 03/19/2007
GFI SECURITIES LLC (NEW YORK NY)
NY
05/07/2001 - 12/17/2003
INTER-DEALER BROKERS LLC (NEW YORK NY)
NJ
08/18/2000 - 01/16/2001
LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
NY
07/03/2000 - 01/16/2001
@LIBERTY (NEW YORK NY)
NA
02/21/1985 - 04/25/1985
DOMINICK & DOMINICK, INCORPORATED
BC
Issued 08/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2017
Series 4 - Registered Options Principal Examination
BC
Issued 11/21/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 08/16/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure James Delaney is the right advisor for you? Invested Better is here to help.
