Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Cornish is a securities professional with over 30 years of experience in the financial industry. He has a broad range of knowledge and expertise in securities trading, and investment advisory services. James is currently registered with Buckler Securities LLC, a broker-dealer firm, where he serves as a Registered Representative. Prior to joining Buckler Securities LLC, James worked at Goldman Sachs & Co. LLC. James is licensed and registered with several states, including Arizona, California, Connecticut, Delaware, Florida, Illinois, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
06/10/2022 - Present
Buckler Securities LLC (Greenwich CT)
NY
04/18/1989 - 05/12/2020
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 09/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/13/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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