Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Carden is a financial advisor who has been in the industry since 1993. James Carden is currently registered with Cetera Investment Advisers LLC. Previously, James Carden was registered with Securian Financial Services, Inc., Pruco Securities, LLC, Royal Alliance Associates, Inc., Saxony Securities, Inc., Clearing Services of America, Inc., Royal Alliance Associates, Inc., Barron Chase Securities, Inc. and Thomas James Associates, Inc. James Carden has passed the Series 63, Series 65, Series 7 and SIE exams. James Carden holds licenses in Florida, New Jersey and South Carolina. James Carden specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
08/10/2023 - Present
Cetera Investment Advisers LLC (MT PLEASANT SC)
SC
05/06/2020 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (Mt Pleasant SC)
SC
05/08/2012 - 02/06/2020
PRUCO SECURITIES, LLC. (MT. PLEASANT SC)
NJ
02/25/2008 - 05/11/2012
ROYAL ALLIANCE ASSOCIATES, INC. (MANALAPAN NJ)
NJ
09/03/2003 - 02/21/2008
SAXONY SECURITIES, INC. (SEA GIRT NJ)
MO
01/11/1995 - 09/08/2003
CLEARING SERVICES OF AMERICA, INC. (ST. LOUIS MO)
AZ
05/10/1994 - 01/18/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
FL
08/12/1993 - 05/16/1994
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
NY
03/02/1993 - 08/14/1993
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
IA
Issued 2/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/10/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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