Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Carbone is a financial advisor with Ameritas Investment Company, LLC. James is currently registered in Florida and is a registered representative of Ameritas Investment Company, LLC. James has over 29 years of experience in the financial services industry. James has held previous positions with Hornor, Townsend & Kent, LLC, Principal Securities, Inc., Essex Securities LLC, American General Securities Incorporated, and John Hancock Distributors, Inc. James has passed the Series 6, 7, 22, 24 and 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
10/08/2020 - Present
Ameritas Investment Company, LLC (LINCOLN NE)
PA
10/04/2017 - 08/07/2019
HORNOR, TOWNSEND & KENT, LLC (HORSHAM PA)
IA
07/12/2011 - 01/19/2017
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
NJ
04/29/2005 - 12/31/2005
ESSEX SECURITIES LLC (JERSEY CITY NJ)
AZ
11/01/1999 - 04/29/2005
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
MA
12/13/1983 - 12/20/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
12/13/1983 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 01/16/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2011
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/12/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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