Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brinley is a financial professional with over 10 years of experience in the financial services industry. He is currently registered with John Hancock Distributors LLC and holds a Series 6, 7 and 63 licenses. James has a strong background in investment company products and variable contracts, as well as general securities. He has been registered with the Financial Industry Regulatory Authority (FINRA) since 2010 and is currently licensed in 6 states: Alaska, California, Hawaii, Massachusetts, Oregon and Washington. James is committed to providing clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
09/03/2010 - Present
John Hancock Distributors LLC (BOSTON MA)
MA
08/08/2008 - 02/18/2009
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
BC
Issued 10/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/07/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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