Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Boliver is a financial professional with over 20 years of experience in the industry. James is a Registered Principal and holds a Series 4, Series 24, Series 53, and Series 52TO licenses. James is currently registered with Northern Trust Securities, Inc. and has previously held positions at Robert W. Baird & Co. Incorporated, Convergex Execution Solutions LLC, G-Trade Services LLC, Pershing LLC, and BNY Brokerage Inc. James has a broad range of experience in portfolio management, including portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
06/05/2017 - Present
Northern Trust Securities, Inc. (Jersey City NJ)
NY
11/03/2015 - 05/10/2017
ROBERT W. BAIRD & CO. INCORPORATED (NEW YORK NY)
NY
10/28/2010 - 10/30/2015
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NY
01/05/2007 - 10/28/2010
G-TRADE SERVICES LLC (NEW YORK NY)
NY
06/28/2004 - 12/31/2006
PERSHING LLC (NEW YORK NY)
NY
03/23/2004 - 06/28/2004
BNY BROKERAGE INC. (NEW YORK NY)
CO
06/12/2002 - 03/23/2004
ALPS DISTRIBUTORS, INC. (DENVER CO)
BC
Issued 06/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2024
Series 4 - Registered Options Principal Examination
BC
Issued 12/19/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/29/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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