Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bodner is a financial professional with over 20 years of experience in the industry. James has a strong track record of success in the financial services industry, and is currently registered with TP Icap Global Markets Americas LLC. Prior to that, James was registered with Tullett Prebon Financial Services LLC, Fordham Financial Management, Inc. and Peter Mancuso & Co LP. James is dedicated to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/09/2021 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
04/18/2020 - 08/09/2021
FORDHAM FINANCIAL MANAGEMENT, INC. (New York NY)
NY
06/03/2019 - 04/20/2020
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
03/12/2014 - 06/18/2019
PETER MANCUSO & CO L.P. (NEW YORK NY)
NY
09/10/2009 - 08/16/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/04/2000 - 04/24/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/08/1999 - 03/01/2000
WAGNER STOTT MERCATOR, L.L.C. (NEW YORK NY)
BC
Issued 04/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 08/15/2019
Series 19 - NYSE Floor Clerk - Equities Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/31/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
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FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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