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James Joseph Bergen

State Farm VP Management Corp.

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About James Joseph Bergen

James Joseph Bergen is a financial advisor at State Farm VP Management Corp. James Bergen has been in the securities industry since 2016. James Bergen is registered with State Farm VP Management Corp. and holds a Series 6 license, Series 63 license and a SIE exam certification. James Bergen has also been a Registered Representative with State Farm VP Management Corp. in Bloomington, Illinois.

Firm Information

James Bergen is currently registered with State Farm VP Management Corp.. State Farm VP Management Corp. is a corporation formed in 1996 and approved to operate in all 50 states and the District of Columbia. The firm has one approved SEC registration and 51 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

5,459

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Bergen’s Registration & Firm History

SC

11/20/2020 - Present

State Farm VP Management Corp. (GREENVILLE SC)

IL

09/06/2014 - 06/25/2019

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

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Licenses & Designations

BC

Issued 11/01/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Joseph Bergen.
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